How To Select The Right Financial Adviser In Troy OH

By Christa Jarvis


Like most people, you have high hopes and goals for your self-actualization and family. These will definitely involve your finances. Financial planning is the process of wisely managing your finances so you can achieve your monetary goals, and at the same time negotiate any barriers that might arise along the way. To help you achieve these goals, you need the services of a reliable financial adviser in Troy OH.

Before you even set out in pursuit of this professional, it is important that you know what he or she can do and cannot do for you. A good professional will give you advice on a wide area of issues. These include how much money you need to save, what type of mortgage you should have, what type of retirement accounts to use and the type and how much insurance you require.

Locating these professionals should not be difficult since you can search online or ask for referrals. If you know of friends or colleagues who are successfully using the services of an adviser, ask them for a recommendation. They should however give you reasons as why they think that professional will be suitable for your needs. If you decide to search online, make a point of reading services provided and reviews written by past clients first.

Before you set out looking for prospective service provider, it is also highly recommended that you educate yourself on some basics pertaining this industry. This will help you to avoid any surprises and letdowns along the road. For example, you hire an adviser to develop a comprehensive financial plan for you, and you realize that along the way, he or she is solely focused on your investments disregarding other aspects that affect your financial well-being. Educate yourself on desired professional credentials, models of compensation, disciplinary issues and elements of monetary planning.

One of the first things you can check is if the individual is registered. A registered professional should have an ADV Form, a document prepared by the Securities and Exchange Commission. This document is to be made available to each and every prospective client who requests for services. The document indicates experience of the planners, history of disciplinary cases, compensation and services that can be provided. If the individual is not registered, check if he or she is an approved broker or dealer.

How an adviser will be paid is another important consideration. These professionals can be paid by commission, salary, a flat fee or a combination of some of these methods. If you are going to pay him or her, then the cost of the advice provided should be factored into the products you buy. However, many of these professionals are paid a commission on every product they sell. Find how much the planner is paid, how much the services provided will cost you and the type of services you will receive for your money.

Consider asking for professional references. An adviser with a good standing in the industry will not be afraid of providing you with references of other professionals he or she has worked with. Contact some of these professionals so you understand about the abilities of your prospective planner and his or her strategies for recommending suitable plans of action.

The task of selecting financial advisers should be done carefully. Firstly, make sure you know what your needs are, and how this professional can be of help. Things you need to check include experience in the industry, registration with a reputable organization, planning certifications, continuing education and provision of professional references.




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